Search for: "Brad Cox"
Results 1 - 20
of 46
Sorted by Relevance
|
Sort by Date
11 May 2017, 3:30 am
Brad Wendel, Government Lawyers in the Trump Administration, Cornell Legal Studies Research Paper No. 17-04 (2017), available at SSRN. [read post]
26 Jan 2015, 9:31 am
For more information, go to Finra Enforcement Chief: Smaller Ponzi Schemes The Norm Post Meltdown---The attorneys at Sallah Astarita & Cox include veteran securities litigators and former SEC Enforcement Attorneys. [read post]
26 Aug 2014, 6:04 am
”According to FINRA the top compliance failures are in the areas of suitability, cybersecurity and anti-money laundering andFINRA continues to see a “significant” number of single broker malfeasances, including petty theft, dishonesty, forgery and failure to report on their U-4.FINRA enforcement continues to have a strong caseload, with a record number of cases on the same pace this year as last,” Brad Bennett, FINRA’s chief of enforcement,For more information… [read post]
29 Jun 2007, 10:04 am
Brad Sherman from California observed that "the world has not caved in" after the SEC stopped granting corporate "no action" requests to omit access proposals following the AIG ruling. [read post]
19 Nov 2022, 5:00 am
Cox Jr. has ruled in favor of a filing by the Democratic Party and U.S. [read post]
23 Jun 2016, 5:27 am
In Cox Broad. [read post]
2 Aug 2014, 6:05 am
Brad A. [read post]
5 Jan 2017, 3:28 am
Chair Cox was a Congressman. [read post]
22 Jan 2010, 6:36 am
., consider the following: James Cox, the faculty director of Duke's new LLM program, says the program makes sense, as students and lawyers are taking a broader view of their career prospects. [read post]
16 Mar 2018, 6:08 am
Cox Duke (Duke University) and Randall S. [read post]
13 Dec 2022, 8:40 am
DaBaby, for his part, has not responded to the lawsuit. 3: Taylor Swift’s ‘Shake It Off’ copyright Lawsuit Dismissed After 5 Years Finally today, Nicki Cox at Page Six reports that Taylor Swift has settled a long-running lawsuit over her 2014 song Shake it Off as she reaches a settlement in the case. [read post]
25 Mar 2011, 11:22 am
., Wisconsin’s Ken Kratz (of “I am the prize” fame); Michigan’s Andrew Shirvell (of “homophobic nut job” fame); and Indiana’s Jeff Cox (of “Use Live Ammo” fame).Our latest Midwestern prosecutor to win Lawyer of the Day honors, Carlos Lam, also hails from Indiana. [read post]
13 Oct 2021, 9:08 am
Chris Cox Reid Hoffman Brewster Kahle Craig Newmark Ellen Pao Matthew Prince (video interview) Brad Smith and Mary Snapp Evan Spiegel Nirav Tolia (video interview) Nicole Wong Sen. [read post]
3 Nov 2021, 9:30 pm
: The Solicitor General’s Not So ‘Special’ Relationship–Archibald Cox and the 1963-1964 Reapportionment Cases” won the Society’s Hughes-Gossett Prize in 2006.Finally, Mark Killenbeck, the Wylie H. [read post]
4 Feb 2013, 4:00 pm
., Executive Director Administration, Mississippi Center for Legal Services Corporation Randy Cadenhead, Cox Communications David Calder, Supervising Attorney, Child Advocacy Clinic, University of Mississippi Ben Cole, Executive Director, North Mississippi Rural Legal Services Ben Cooper, Assistant Professor of Law, University of Mississippi Patti Gandy, Director, Legal Aid Office, Mission First Tiffany Graves, General Counsel, Mississippi Volunteer Lawyers Project Brooks Holland,… [read post]
12 Aug 2016, 6:54 am
But overall, doing free work is generally a terrible business practice, according to NPPA board member Brad Smith. [read post]
22 Feb 2024, 1:23 pm
• The next Derby steppingstone, the Rebel Stakes in Arkansas on Saturday, looks like a soft touch for Timberlake and jockey Cristian Torres as trainer Brad Cox sends the Champagne Stakes winner out for his first start since a fourth-place finish in the Breeders’ Cup Juvenile. [read post]
8 Nov 2016, 5:39 am
Brad Tschida filed an ethics complaint against Gov. [read post]
15 Jun 2015, 8:01 am
In a press release Brad Bennett, FINRA Executive Vice President and Chief of Enforcement, stated that “LPL’s supervisory breakdowns resulted from a sustained failure to devote sufficient resources to compliance programs integral to numerous aspects of its business. [read post]
29 Apr 2010, 11:34 am
Doug Cox, of Grove.Democratic Gov. [read post]
